Unclaimed Profile

John Shaw Notman

JOHN SHAW NOTMAN·STOCKTON, California

Clean recordJOHN SHAW NOTMAN

3133 WEST MARCH LANE, STOCKTON, CA 95219CRD# 1033267Firm CRD# 108959

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Shaw Notman · STOCKTON, CA

Registration

CRD #1033267 · JOHN SHAW NOTMAN

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Shaw Notman is a registered financial advisor based in STOCKTON, California, affiliated with JOHN SHAW NOTMAN. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

NOTMAN JOHN SHAW

DBA NOTMAN FINANCIAL GROUP

AUM

$4M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NOTMAN JOHN SHAW →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other advisory services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1033267

Firm CRD# 108959

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Shaw Notman offer?

John Shaw Notman specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in STOCKTON, California for a consultation.

What are John Shaw Notman's credentials?

John Shaw Notman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Shaw Notman located?

John Shaw Notman is based in STOCKTON, California, working with JOHN SHAW NOTMAN. Their office serves clients in the STOCKTON metropolitan area and surrounding communities.

How does John Shaw Notman charge for services?

John Shaw Notman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHN SHAW NOTMAN?

JOHN SHAW NOTMAN has approximately 1 employees and manages $4M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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