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John Shaw Notman

JOHN SHAW NOTMAN·STOCKTON, California
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3133 WEST MARCH LANE, STOCKTON, CA 95219CRD# 1033267Firm CRD# 108959
01

About

John Shaw Notman is a registered financial advisor based in STOCKTON, California, affiliated with JOHN SHAW NOTMAN. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
NOTMAN JOHN SHAW
DBA NOTMAN FINANCIAL GROUP
AUM
$4M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at NOTMAN JOHN SHAW →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other advisory services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1033267
Firm CRD# 108959
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Shaw Notman offer?
John Shaw Notman specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in STOCKTON, California for a consultation.
What are John Shaw Notman's credentials?
John Shaw Notman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Shaw Notman located?
John Shaw Notman is based in STOCKTON, California, working with JOHN SHAW NOTMAN. Their office serves clients in the STOCKTON metropolitan area and surrounding communities.
How does John Shaw Notman charge for services?
John Shaw Notman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JOHN SHAW NOTMAN?
JOHN SHAW NOTMAN has approximately 1 employees and manages $4M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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