Unclaimed Profile

Randy Shuwoon Tam

BEYOND WEALTH ADVISORY LLC·SOUTH SAN FRANCISCO, California

SIE, Series 6, Series 7, Series 9, Series 10, Series 31, Series 63, Series 6528 years registeredBEYOND WEALTH ADVISORY LLC

3540 CALLAN BLVD, SOUTH SAN FRANCISCO, CA 94080CRD# 1801326Firm CRD# 326675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randy Shuwoon Tam · SOUTH SAN FRANCISCO, CA

Registration

CRD #1801326 · BEYOND WEALTH ADVISORY LLC · 28 years registered

Brand Profile

Not yet started

Career History

BEYOND WEALTH ADVISORY LLC

Jun 2023 – present

AMERIPRISE FINANCIAL SERVICES, LLC

Oct 2009 – Jul 2023

San Francisco, CA

AMERIPRISE ADVISOR SERVICES, INC.

Jan 2005 – Oct 2009

SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC.

Dec 1997 – Jan 2005

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · December 15, 1997

Years registered · 28

Disclosure History

1983Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BEYOND WEALTH ADVISORY LLC

CRD 326675 · SEC 801-128239

AUM

$53M

Regulatory assets under management

Employees

187 client accounts

Services offered by BEYOND WEALTH ADVISORY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BEYOND WEALTH ADVISORY LLC →

Introduction

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Frequently Asked Questions

What services does Randy Shuwoon Tam offer?

Randy Shuwoon Tam specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTH SAN FRANCISCO, California for a consultation.

What are Randy Shuwoon Tam's credentials?

Randy Shuwoon Tam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randy Shuwoon Tam located?

Randy Shuwoon Tam is based in SOUTH SAN FRANCISCO, California, working with BEYOND WEALTH ADVISORY LLC. Their office serves clients in the SOUTH SAN FRANCISCO metropolitan area and surrounding communities.

How does Randy Shuwoon Tam charge for services?

Randy Shuwoon Tam's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEYOND WEALTH ADVISORY LLC?

BEYOND WEALTH ADVISORY LLC has approximately 2 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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