Unclaimed Profile

John Lui

ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC·SOUTH SAN FRANCISCO, California

Series 65Clean record19 years registeredALPHA SOLUTIONS INVESTMENT ADVISORS, LLC

400 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA 94080CRD# 5188925Firm CRD# 156541

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Lui · SOUTH SAN FRANCISCO, CA

Registration

CRD #5188925 · ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CHATHAM WEALTH MANAGEMENT

Jun 2010 – present

ALPHA SOLUTIONS INVESTMENT ADVISORS

Apr 2011 – Jan 2025

SOUTH SAN FRANCISCO, CA

CHATHAM WEALTH MANAGEMENT, LLC

Sep 2009 – Jun 2010

CHATHAM, NJ

UCB ASSET MANAGEMENT, INC.

Jul 2007 – Apr 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 20, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC

CRD 156541 · SEC 801-124857

AUM

$172M

Regulatory assets under management

Employees

417 client accounts

Services offered by ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Lui offer?

John Lui specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in SOUTH SAN FRANCISCO, California for a consultation.

What are John Lui's credentials?

John Lui is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Lui located?

John Lui is based in SOUTH SAN FRANCISCO, California, working with ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC. Their office serves clients in the SOUTH SAN FRANCISCO metropolitan area and surrounding communities.

How does John Lui charge for services?

John Lui's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC?

ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC has approximately 4 employees and manages $172M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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