Unclaimed Profile

Daniel Robert Catone

GOLDEN STATE EQUITY PARTNERS, LLC·SOUTH COAST METRO, California

SIE, Series 7, Series 9, Series 10, Series 63, Series 6620 years registeredGOLDEN STATE EQUITY PARTNERS, LLC

201 E. SANDPOINTE AVE, SOUTH COAST METRO, CA 92707CRD# 4469467Firm CRD# 322879

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Robert Catone · SOUTH COAST METRO, CA

Registration

CRD #4469467 · GOLDEN STATE EQUITY PARTNERS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ARIMATHEA

Apr 2024 – present

ASCENTIS INDEPENDENT ADVISORS, LLC

Sep 2022 – present

ASCENTIS ASSET MANAGEMENT, LLC

Mar 2022 – present

REDWOOD INVESTMENT GROUP, INC

Sep 2013 – present

GOLDEN STATE WEALTH MANAGEMENT, LLC

Aug 2013 – present

GOLDEN STATE ASSET MANAGEMENT

Jul 2020 – Mar 2022

SANTA ANA, CA

LPL FINANCIAL LLC

Jul 2016 – Dec 2016

FORT BRAGG, CA

LPL FINANCIAL LLC

Feb 2012 – Oct 2015

FORT BRAGG, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2009 – Feb 2012

FORT BRAGG, CA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Mar 2006 – Jun 2009

FORT BRAGG, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · March 20, 2006

Years registered · 20

Disclosure History

2024Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GOLDEN STATE EQUITY PARTNERS, LLC

CRD 322879 · SEC 801-126441

AUM

$744M

Regulatory assets under management

Employees

4,106 client accounts

Services offered by GOLDEN STATE EQUITY PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GOLDEN STATE EQUITY PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Robert Catone offer?

Daniel Robert Catone specializes in Financial Planning, Investment Management. Contact their office in SOUTH COAST METRO, California for a consultation.

What are Daniel Robert Catone's credentials?

Daniel Robert Catone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Robert Catone located?

Daniel Robert Catone is based in SOUTH COAST METRO, California, working with GOLDEN STATE EQUITY PARTNERS, LLC. Their office serves clients in the SOUTH COAST METRO metropolitan area and surrounding communities.

How does Daniel Robert Catone charge for services?

Daniel Robert Catone's firm is compensated through percentage of aum, subscription fees, other: financial planning fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOLDEN STATE EQUITY PARTNERS, LLC?

GOLDEN STATE EQUITY PARTNERS, LLC has approximately 25 employees and manages $744M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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