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Robert Morgan Vance

VANCE CAPITAL MANAGEMENT, LLC·SONORA, California
SIE, Series 7, Series 24, Series 51, Series 52TO, Series 66CFPChFC19 years registeredVANCE CAPITAL MANAGEMENT, LLC
14570 MONO WAY, SONORA, CA 95370CRD# 1887560Firm CRD# 128678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Morgan Vance · SONORA, CA
Registration
CRD #1887560 · VANCE CAPITAL MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: VANCE CAPITAL MANAGEMENT, LLC
Jan 2018Dec 2018
SONORA, CA
Oct 2017Nov 2023
Sonora, CA
Apr 2007Dec 2017
SONORA, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 51
Series 52TO
Series 66
Registration record
First registered · April 10, 2007
Years registered · 19
Professional designations · CFP, ChFC
03

Disclosure History

2025Customer Dispute·Pending
2025Customer Dispute·Pending
2025Customer Dispute·Pending
2024Civil·Pending
2024Customer Dispute·Settled
2024Customer Dispute·Settled
2024Customer Dispute·Settled
2024Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Customer Dispute·Settled
2023Investigation
2022Customer Dispute·Denied
2022Customer Dispute·Settled
2022Customer Dispute·Settled
2022Customer Dispute·Settled
2022Customer Dispute·Settled
2022Customer Dispute·Settled

23 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
VANCE CAPITAL MANAGEMENT, LLC
CRD 128678 · SEC 801-62944
AUM
$33M
Regulatory assets under management
Employees
1
552 client accounts
Services offered by VANCE CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Robert Morgan Vance offer?
Robert Morgan Vance specializes in Financial Planning, Investment Management.
What are Robert Morgan Vance's credentials?
Robert Morgan Vance holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Robert Morgan Vance located?
Robert Morgan Vance is based in SONORA, California, last registered with VANCE CAPITAL MANAGEMENT, LLC.
How does Robert Morgan Vance charge for services?
Robert Morgan Vance's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VANCE CAPITAL MANAGEMENT, LLC?
VANCE CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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