Unclaimed Profile

Nicholas Abbate

NEW YORK ALASKA ETF MANAGEMENT, LLC·SHERMAN OAKS, California

Series 7, Series 24, Series 55, Series 63, Series 659 years registeredNEW YORK ALASKA ETF MANAGEMENT, LLC

3617 BEVERLY RIDGE DRIVE, SHERMAN OAKS, CA 91423CRD# 2619455Firm CRD# 173824

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Abbate · SHERMAN OAKS, CA

Registration

CRD #2619455 · NEW YORK ALASKA ETF MANAGEMENT, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEW YORK ALASKA ETF MANAGEMENT, LLC

NEW YORK ALASKA ETF MANAGEMENT, LLC

Nov 2016 – Mar 2019

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · November 19, 2016

Years registered · 9

Disclosure History

2021Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEW YORK ALASKA ETF MANAGEMENT, LLC

CRD 173824 · SEC 801-80820

AUM

$11K

Regulatory assets under management

Employees

2 client accounts

Services offered by NEW YORK ALASKA ETF MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at NEW YORK ALASKA ETF MANAGEMENT, LLC →

Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SHERMAN OAKS?

Browse all registered financial advisors in SHERMAN OAKS, California or claim this profile if it's yours.

Browse SHERMAN OAKS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nicholas Abbate offer?

Nicholas Abbate specializes in Investment Management, Fee-Only Advisory.

What are Nicholas Abbate's credentials?

Nicholas Abbate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Abbate located?

Nicholas Abbate is based in SHERMAN OAKS, California, last registered with NEW YORK ALASKA ETF MANAGEMENT, LLC.

How does Nicholas Abbate charge for services?

Nicholas Abbate's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW YORK ALASKA ETF MANAGEMENT, LLC?

NEW YORK ALASKA ETF MANAGEMENT, LLC has approximately 2 employees and manages $11K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →