Unclaimed Profile

Jeffrey T Richter

ARES FINANCIAL CONSULTING LLC·SHERMAN OAKS, California

SIE, Series 3, Series 6, Series 7, Series 24, Series 31, Series 63, Series 66Clean record19 years registeredARES FINANCIAL CONSULTING LLC

14140 MAGNOLIA BLVD, SHERMAN OAKS, CA 91423CRD# 5156185Firm CRD# 282852

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey T Richter · SHERMAN OAKS, CA

Registration

CRD #5156185 · ARES FINANCIAL CONSULTING LLC · 19 years registered

Brand Profile

Not yet started

Career History

ARES FINANCIAL CONSULTING LLC

Mar 2016 – present

PACIFIC COAST FIDUCIARY LLC

Apr 2024 – Oct 2025

CALABASAS, CA

NATIONAL ASSET MANAGEMENT, INC.

Apr 2009 – Mar 2016

SHERMAN OAKS, CA

WACHOVIA SECURITIES, LLC

Jan 2008 – Apr 2009

IRVINE, CA

A. G. EDWARDS & SONS, INC.

Dec 2006 – Jan 2008

SAN JUAN CAPISTRANO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 24

Series 31

Series 63

Series 66

Registration record

First registered · December 12, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARES FINANCIAL CONSULTING LLC

CRD 282852 · SEC 801-121211

AUM

$186M

Regulatory assets under management

Employees

714 client accounts

Services offered by ARES FINANCIAL CONSULTING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ARES FINANCIAL CONSULTING LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey T Richter offer?

Jeffrey T Richter specializes in Financial Planning, Investment Management. Contact their office in SHERMAN OAKS, California for a consultation.

What are Jeffrey T Richter's credentials?

Jeffrey T Richter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey T Richter located?

Jeffrey T Richter is based in SHERMAN OAKS, California, working with ARES FINANCIAL CONSULTING LLC. Their office serves clients in the SHERMAN OAKS metropolitan area and surrounding communities.

How does Jeffrey T Richter charge for services?

Jeffrey T Richter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARES FINANCIAL CONSULTING LLC?

ARES FINANCIAL CONSULTING LLC has approximately 5 employees and manages $186M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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