Unclaimed Profile

James Edward Keenan

TENNENBAUM CAPITAL PARTNERS, LLC·SANTA MONICA, California

TENNENBAUM CAPITAL PARTNERS, LLC

2951 28TH STREET, SANTA MONICA, CA 90405CRD# 7005594Firm CRD# 113203

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Keenan · SANTA MONICA, CA

Registration

CRD #7005594 · TENNENBAUM CAPITAL PARTNERS, LLC

Brand Profile

Not yet started

Disclosure history

9 disclosures on file · See FINRA BrokerCheck for full record

About

James Edward Keenan is a registered financial advisor based in SANTA MONICA, California, affiliated with TENNENBAUM CAPITAL PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

TENNENBAUM CAPITAL PARTNERS, LLC

AUM

$6.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at TENNENBAUM CAPITAL PARTNERS, LLC →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Other: FUND ADMINSTRATION

Regulatory

SEC/IARD CRD# 7005594

Firm CRD# 113203

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Edward Keenan offer?

James Edward Keenan specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.

What are James Edward Keenan's credentials?

James Edward Keenan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edward Keenan located?

James Edward Keenan is based in SANTA MONICA, California, working with TENNENBAUM CAPITAL PARTNERS, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does James Edward Keenan charge for services?

James Edward Keenan's firm is compensated through percentage of aum, performance-based fees, other: fund adminstration. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TENNENBAUM CAPITAL PARTNERS, LLC?

TENNENBAUM CAPITAL PARTNERS, LLC has approximately 20 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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