AdvisorOS Directory
Claim Profile
DK

Douglas Kiel

ETHIKA INVESTMENTS, LLC·SANTA MONICA, California
Unclaimed Profile
520 BROADWAY, SANTA MONICA, CA 90401CRD# 6707578Firm CRD# 166214
01

About

Douglas Kiel is a registered financial advisor based in SANTA MONICA, California, affiliated with ETHIKA INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
ETHIKA INVESTMENTS, LLC
ETHIKA INVESTMENTS, LLC
AUM
$19M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ETHIKA INVESTMENTS, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6707578
Firm CRD# 166214
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SANTA MONICA?

Browse all registered financial advisors in SANTA MONICA, California or claim this profile if it's yours.

Browse SANTA MONICA AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Douglas Kiel offer?
Douglas Kiel specializes in Retirement Planning. Contact their office in SANTA MONICA, California for a consultation.
What are Douglas Kiel's credentials?
Douglas Kiel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Kiel located?
Douglas Kiel is based in SANTA MONICA, California, working with ETHIKA INVESTMENTS, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does Douglas Kiel charge for services?
Douglas Kiel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ETHIKA INVESTMENTS, LLC?
ETHIKA INVESTMENTS, LLC has approximately 2 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ETHIKA INVESTMENTS, LLC

Gery Joseph Sadzewicz
LOS ANGELES, CA
Asif Yar Khan
LOS ANGELES, CA
Andres Eduardo Szita
LOS ANGELES, CA
Jean Paul Szita
LOS ANGELES, CA
Marcos Rafael
LOS ANGELES, CA
Phillip Walter Cyburt
LOS ANGELES, CA

More Advisors in SANTA MONICA, California

Jeffrey Adam Jacobs
OCEAN AVENUE CAPITAL ADVISORS, INC.·SANTA MONICA, CA
Lawrence Ross Goodfriend
OCEAN AVENUE CAPITAL ADVISORS, INC.·SANTA MONICA, CA
Jeffrey Albert Morris Jr.
CHAPTER ONE, PAGE ONE LLC·SANTA MONICA, CA
Milton Rafael Balbuena
VII PEAKS CAPITAL LLC·SANTA MONICA, CA
Brian Weissert
HW CAPITAL LLC·SANTA MONICA, CA
Stephen D Sautel
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC·SANTA MONICA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)IRVINE (455)SAN MATEO (339)LA JOLLA (257)PASADENA (247)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile