AdvisorOS Directory
Claim Profile
IS

Iii Richard Spencer

WESTCLIFF CAPITAL MANAGEMENT LLC·SANTA CRUZ, California
Unclaimed Profile
200 7TH AVE, SANTA CRUZ, CA 95062-4669CRD# 2329115Firm CRD# 106676
01

About

Iii Richard Spencer is a registered financial advisor based in SANTA CRUZ, California, affiliated with WESTCLIFF CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
WESTCLIFF CAPITAL MANAGEMENT LLC
WESTCLIFF CAPITAL MANAGEMENT LLC
AUM
$120M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at WESTCLIFF CAPITAL MANAGEMENT LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2329115
Firm CRD# 106676
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SANTA CRUZ?

Browse all registered financial advisors in SANTA CRUZ, California or claim this profile if it's yours.

Browse SANTA CRUZ AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Iii Richard Spencer offer?
Iii Richard Spencer specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA CRUZ, California for a consultation.
What are Iii Richard Spencer's credentials?
Iii Richard Spencer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Iii Richard Spencer located?
Iii Richard Spencer is based in SANTA CRUZ, California, working with WESTCLIFF CAPITAL MANAGEMENT LLC. Their office serves clients in the SANTA CRUZ metropolitan area and surrounding communities.
How does Iii Richard Spencer charge for services?
Iii Richard Spencer's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTCLIFF CAPITAL MANAGEMENT LLC?
WESTCLIFF CAPITAL MANAGEMENT LLC is a registered investment adviser with the SEC, managing $120M in regulatory assets under management. See their Form ADV for full details.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SANTA CRUZ
Mary Fitzsimmons Hinz — WESTCLIFF CAPITAL MANAGEMENT LLCDenyse Ruth Hurley — WESTCLIFF CAPITAL MANAGEMENT LLCMichael David Chamberlain — CHAMBERLAIN FINANCIAL PLANNING, LLCLance Aaron Wexler — NEXUS WEALTH ADVISORS, LLCJohn Sheldon Tilney — LATITUDE 37 VENTURES LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile