AdvisorOS Directory
Claim Profile
Unclaimed Profile
IS

Iii Richard Spencer

WESTCLIFF CAPITAL MANAGEMENT LLC·SANTA CRUZ, California
Clean recordWESTCLIFF CAPITAL MANAGEMENT LLC
200 7TH AVE, SANTA CRUZ, CA 95062-4669CRD# 2329115Firm CRD# 106676

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Iii Richard Spencer · SANTA CRUZ, CA
Registration
CRD #2329115 · WESTCLIFF CAPITAL MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Iii Richard Spencer is a registered financial advisor based in SANTA CRUZ, California, affiliated with WESTCLIFF CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

Speak with Iii

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Iii is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
WESTCLIFF CAPITAL MANAGEMENT LLC
WESTCLIFF CAPITAL MANAGEMENT LLC
AUM
$120M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at WESTCLIFF CAPITAL MANAGEMENT LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2329115
Firm CRD# 106676
View on FINRA BrokerCheck →

Looking for a financial advisor in SANTA CRUZ?

Browse all registered financial advisors in SANTA CRUZ, California or claim this profile if it's yours.

Browse SANTA CRUZ AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Iii Richard Spencer offer?
Iii Richard Spencer specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA CRUZ, California for a consultation.
What are Iii Richard Spencer's credentials?
Iii Richard Spencer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Iii Richard Spencer located?
Iii Richard Spencer is based in SANTA CRUZ, California, working with WESTCLIFF CAPITAL MANAGEMENT LLC. Their office serves clients in the SANTA CRUZ metropolitan area and surrounding communities.
How does Iii Richard Spencer charge for services?
Iii Richard Spencer's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTCLIFF CAPITAL MANAGEMENT LLC?
WESTCLIFF CAPITAL MANAGEMENT LLC is a registered investment adviser with the SEC, managing $120M in regulatory assets under management. See their Form ADV for full details.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at WESTCLIFF CAPITAL MANAGEMENT LLC

Mary Fitzsimmons Hinz
SANTA CRUZ, CA
Denyse Ruth Hurley
SANTA CRUZ, CA

More Advisors in SANTA CRUZ, California

Gregory Kiehyun Park
LATITUDE 37 VENTURES LLC·SANTA CRUZ, CA
John Sheldon Tilney
LATITUDE 37 VENTURES LLC·SANTA CRUZ, CA
Michael David Chamberlain
CHAMBERLAIN FINANCIAL PLANNING, LLC·SANTA CRUZ, CA
Lance Aaron Wexler
NEXUS WEALTH ADVISORS, LLC·SANTA CRUZ, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)SANTA MONICA (478)IRVINE (455)SAN MATEO (339)LA JOLLA (257)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile