Unclaimed Profile

Michael David Chamberlain

CHAMBERLAIN FINANCIAL PLANNING, LLC·SANTA CRUZ, California

Series 6, Series 63, Series 65CFP19 years registeredCHAMBERLAIN FINANCIAL PLANNING, LLC

125 MISSION STREET, SANTA CRUZ, CA 95060CRD# 2611857Firm CRD# 142879

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Chamberlain · SANTA CRUZ, CA

Registration

CRD #2611857 · CHAMBERLAIN FINANCIAL PLANNING, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHAMBERLAIN FINANCIAL PLANNING, LLC

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

Apr 2007 – Dec 2020

SANTA CRUZ, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · April 17, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

1990Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CHAMBERLAIN FINANCIAL PLANNING, LLC

CRD 142879 · SEC 801-87174

AUM

$321M

Regulatory assets under management

Employees

169 client accounts

Services offered by CHAMBERLAIN FINANCIAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CHAMBERLAIN FINANCIAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Michael David Chamberlain offer?

Michael David Chamberlain specializes in Financial Planning, Investment Management.

What are Michael David Chamberlain's credentials?

Michael David Chamberlain holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael David Chamberlain located?

Michael David Chamberlain is based in SANTA CRUZ, California, last registered with CHAMBERLAIN FINANCIAL PLANNING, LLC.

How does Michael David Chamberlain charge for services?

Michael David Chamberlain's firm is compensated through hourly charges, subscription fees, other: annual retainer. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHAMBERLAIN FINANCIAL PLANNING, LLC?

CHAMBERLAIN FINANCIAL PLANNING, LLC has approximately 4 employees and manages $321M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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