Unclaimed Profile

Nicole Renee Allen

MONARCH WEALTH STRATEGIES·SANTA BARBARA, California

Clean recordMONARCH WEALTH STRATEGIES

222 EAST CARILLO STREET, SANTA BARBARA, CA 93101CRD# 7127630Firm CRD# 136029

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicole Renee Allen · SANTA BARBARA, CA

Registration

CRD #7127630 · MONARCH WEALTH STRATEGIES

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Nicole Renee Allen is a registered financial advisor based in SANTA BARBARA, California, affiliated with MONARCH WEALTH STRATEGIES. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

MONARCH WEALTH STRATEGIES

AUM

$337M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MONARCH WEALTH STRATEGIES →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 7127630

Firm CRD# 136029

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nicole Renee Allen offer?

Nicole Renee Allen specializes in Financial Planning, Investment Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Nicole Renee Allen's credentials?

Nicole Renee Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicole Renee Allen located?

Nicole Renee Allen is based in SANTA BARBARA, California, working with MONARCH WEALTH STRATEGIES. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Nicole Renee Allen charge for services?

Nicole Renee Allen's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONARCH WEALTH STRATEGIES?

MONARCH WEALTH STRATEGIES has approximately 7 employees and manages $337M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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