Unclaimed Profile

Kristen Elizabeth Koch

WEST COAST FINANCIAL, LLC·SANTA BARBARA, California

Series 7, Series 66Clean record23 years registeredWEST COAST FINANCIAL, LLC

1435 ANACAPA STREET, SANTA BARBARA, CA 93101CRD# 4535056Firm CRD# 104677

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kristen Elizabeth Koch · SANTA BARBARA, CA

Registration

CRD #4535056 · WEST COAST FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS LLC

Apr 2025 – present

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

Apr 2025 – present

WEST COAST FINANCIAL, LLC

Jun 2016 – Oct 2025

SANTA BARBARA, CA

PIVOT INDEPENDENT FINANCIAL, LLC

Oct 2012 – Aug 2016

SANTA BARBARA, CA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2006 – Dec 2012

SANTA BARBARA, CA

CENTAURUS FINANCIAL, INC.

May 2003 – Aug 2006

SANTA BARBARA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 16, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEST COAST FINANCIAL, LLC

CRD 104677 · SEC 801-19093

AUM

$1.9B

Regulatory assets under management

Employees

2,039 client accounts

Services offered by WEST COAST FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WEST COAST FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Kristen Elizabeth Koch offer?

Kristen Elizabeth Koch specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Kristen Elizabeth Koch's credentials?

Kristen Elizabeth Koch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kristen Elizabeth Koch located?

Kristen Elizabeth Koch is based in SANTA BARBARA, California, working with WEST COAST FINANCIAL, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Kristen Elizabeth Koch charge for services?

Kristen Elizabeth Koch's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEST COAST FINANCIAL, LLC?

WEST COAST FINANCIAL, LLC has approximately 41 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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