Unclaimed Profile

Kathryn E Courain

AVALAN, LLC·SANTA BARBARA, California

SIE, Series 7, Series 24, Series 63, Series 66Clean record15 years registeredAVALAN, LLC

233 E CARILLO, SANTA BARBARA, CA 93101CRD# 4062768Firm CRD# 156109

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathryn E Courain · SANTA BARBARA, CA

Registration

CRD #4062768 · AVALAN, LLC · 15 years registered

Brand Profile

Not yet started

Career History

AVALAN, LLC

Jan 2016 – present

THE J R BAKER GROUP

Oct 2010 – Feb 2016

BUELLTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 1, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVALAN, LLC

CRD 156109 · SEC 801-107405

AUM

$405M

Regulatory assets under management

Employees

620 client accounts

Services offered by AVALAN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVALAN, LLC →

Introduction

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Frequently Asked Questions

What services does Kathryn E Courain offer?

Kathryn E Courain specializes in Financial Planning, Investment Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Kathryn E Courain's credentials?

Kathryn E Courain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathryn E Courain located?

Kathryn E Courain is based in SANTA BARBARA, California, working with AVALAN, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Kathryn E Courain charge for services?

Kathryn E Courain's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVALAN, LLC?

AVALAN, LLC has approximately 10 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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