Unclaimed Profile

Howard Maury Rochestie

MERCER GLOBAL ADVISORS INC.·SANTA BARBARA, California

Series 6526 years registeredMERCER GLOBAL ADVISORS INC.

1801 EAST CABRILLO BLVD., SANTA BARBARA, CA 93108CRD# 2434129Firm CRD# 147363

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Maury Rochestie · SANTA BARBARA, CA

Registration

CRD #2434129 · MERCER GLOBAL ADVISORS INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MERCER GLOBAL ADVISORS INC.

MERCER GLOBAL ADVISORS INC.

Jul 2008 – Jun 2013

SANTA BARBARA, CA

MERCER ADVISORS

Feb 2000 – Jul 2008

SANTA BARBARA, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 1, 2000

Years registered · 26

Disclosure History

1981Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MERCER GLOBAL ADVISORS INC.

CRD 147363 · SEC 801-69271

AUM

$45.4B

Regulatory assets under management

Employees

1,020

86,945 client accounts

Services offered by MERCER GLOBAL ADVISORS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MERCER GLOBAL ADVISORS INC. →

Introduction

Speak with Howard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Howard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SANTA BARBARA?

Browse all registered financial advisors in SANTA BARBARA, California or claim this profile if it's yours.

Browse SANTA BARBARA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Howard Maury Rochestie offer?

Howard Maury Rochestie specializes in Financial Planning, Investment Management, Wealth Management.

What are Howard Maury Rochestie's credentials?

Howard Maury Rochestie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Maury Rochestie located?

Howard Maury Rochestie is based in SANTA BARBARA, California, last registered with MERCER GLOBAL ADVISORS INC..

How does Howard Maury Rochestie charge for services?

Howard Maury Rochestie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MERCER GLOBAL ADVISORS INC.?

MERCER GLOBAL ADVISORS INC. has approximately 1020 employees and manages $45.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →