Unclaimed Profile

Fredric Brian Fisher

TRINITY CAPITAL MANAGEMENT, LLC·SANTA BARBARA, California

Series 7, Series 63, Series 66Clean record25 years registeredTRINITY CAPITAL MANAGEMENT, LLC

607 DE LA VISTA AVE., SANTA BARBARA, CA 93103CRD# 4190041Firm CRD# 143097

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fredric Brian Fisher · SANTA BARBARA, CA

Registration

CRD #4190041 · TRINITY CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

TRINITY CAPITAL MANAGEMENT, LLC

Oct 2013 – present

TRINITY FINANCIAL PARTNERS

Oct 2005 – Sep 2013

ONTARIO, CA

MERCER ADVISORS

Jan 2001 – Jan 2004

SANTA BARBARA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · January 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRINITY CAPITAL MANAGEMENT, LLC

CRD 143097 · SEC 801-67581

AUM

$414M

Regulatory assets under management

Employees

923 client accounts

Services offered by TRINITY CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRINITY CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Fredric Brian Fisher offer?

Fredric Brian Fisher specializes in Financial Planning, Investment Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Fredric Brian Fisher's credentials?

Fredric Brian Fisher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fredric Brian Fisher located?

Fredric Brian Fisher is based in SANTA BARBARA, California, working with TRINITY CAPITAL MANAGEMENT, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Fredric Brian Fisher charge for services?

Fredric Brian Fisher's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRINITY CAPITAL MANAGEMENT, LLC?

TRINITY CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $414M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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