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Scott Edward Stevens

EQIS CAPITAL MANAGEMENT, INC.·SAN RAFAEL, California
Unclaimed Profile
1000 4TH ST., STE 650, SAN RAFAEL, CA 94901CRD# 7356877Firm CRD# 126052
01

About

Scott Edward Stevens is a registered financial advisor based in SAN RAFAEL, California, affiliated with EQIS CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
FREEDOM INVESTMENT MANAGEMENT, INC.
FREEDOM INVESTMENT MANAGEMENT, INC.
AUM
$2.0B
Regulatory assets under management
Employees
43
Total firm employees
View all advisors at FREEDOM INVESTMENT MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Other: MINIMUM MONTHLY ACCOUNT FEE
Regulatory
SEC/IARD CRD# 7356877
Firm CRD# 126052
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Scott Edward Stevens offer?
Scott Edward Stevens specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.
What are Scott Edward Stevens's credentials?
Scott Edward Stevens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Edward Stevens located?
Scott Edward Stevens is based in SAN RAFAEL, California, working with EQIS CAPITAL MANAGEMENT, INC.. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.
How does Scott Edward Stevens charge for services?
Scott Edward Stevens's firm is compensated through percentage of aum, other: minimum monthly account fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EQIS CAPITAL MANAGEMENT, INC.?
EQIS CAPITAL MANAGEMENT, INC. has approximately 43 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
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City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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