Unclaimed Profile

Stephen Mark Brickley

BRICKLEY WEALTH MANAGEMENT·SAN MATEO, California

SIE, Series 7, Series 24, Series 66Clean record27 years registeredBRICKLEY WEALTH MANAGEMENT

1630 SOUTH DELAWARE STREET, SAN MATEO, CA 94402-9998CRD# 3233791Firm CRD# 287487

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Mark Brickley · SAN MATEO, CA

Registration

CRD #3233791 · BRICKLEY WEALTH MANAGEMENT · 27 years registered

Brand Profile

Not yet started

Career History

BRICKLEY WEALTH MANAGEMENT

Jul 2017 – present

LPL FINANCIAL LLC

Jul 1999 – Jun 2017

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · July 7, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRICKLEY WEALTH MANAGEMENT

CRD 287487 · SEC 801-110453

AUM

$720M

Regulatory assets under management

Employees

523 client accounts

Services offered by BRICKLEY WEALTH MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRICKLEY WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Stephen Mark Brickley offer?

Stephen Mark Brickley specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN MATEO, California for a consultation.

What are Stephen Mark Brickley's credentials?

Stephen Mark Brickley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Mark Brickley located?

Stephen Mark Brickley is based in SAN MATEO, California, working with BRICKLEY WEALTH MANAGEMENT. Their office serves clients in the SAN MATEO metropolitan area and surrounding communities.

How does Stephen Mark Brickley charge for services?

Stephen Mark Brickley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRICKLEY WEALTH MANAGEMENT?

BRICKLEY WEALTH MANAGEMENT has approximately 6 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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