Unclaimed Profile

Rafael Orlando Velez

SUMMIT FINANCIAL ADVISORS, LLC·SAN MATEO, California

SIE, Series 7, Series 24, Series 51, Series 63, Series 65Clean record28 years registeredSUMMIT FINANCIAL ADVISORS, LLC

1700 S. EL CAMINO REAL, SUITE 385, SAN MATEO, CA 94402CRD# 2148488Firm CRD# 109280

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rafael Orlando Velez · SAN MATEO, CA

Registration

CRD #2148488 · SUMMIT FINANCIAL ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Sep 2025 – present

LPL FINANCIAL LLC

May 2018 – Oct 2020

SAN MATEO, CA

LPL FINANCIAL CORPORATION

Sep 2009 – Dec 2009

SAN MATEO, CA

MUTUAL SERVICE CORPORATION

Jan 2006 – Sep 2009

SAN MATEO, CA

MUTUAL SERVICE CORPORATION

Apr 2005 – Apr 2005

SAN MATEO, CA

SUMMIT FINANCIAL

May 1999 – Oct 2025

SAN MATEO, CA

RAYMOND JAMES FINANCIAL SERVICES

Jun 1998 – Dec 2002

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · June 18, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT FINANCIAL ADVISORS, LLC

CRD 109280 · SEC 801-58179

AUM

$499M

Regulatory assets under management

Employees

916 client accounts

Services offered by SUMMIT FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT FINANCIAL ADVISORS, LLC →

Introduction

Speak with Rafael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Rafael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN MATEO?

Browse all registered financial advisors in SAN MATEO, California or claim this profile if it's yours.

Browse SAN MATEO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Rafael Orlando Velez offer?

Rafael Orlando Velez specializes in Financial Planning, Investment Management. Contact their office in SAN MATEO, California for a consultation.

What are Rafael Orlando Velez's credentials?

Rafael Orlando Velez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rafael Orlando Velez located?

Rafael Orlando Velez is based in SAN MATEO, California, working with SUMMIT FINANCIAL ADVISORS, LLC. Their office serves clients in the SAN MATEO metropolitan area and surrounding communities.

How does Rafael Orlando Velez charge for services?

Rafael Orlando Velez's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL ADVISORS, LLC?

SUMMIT FINANCIAL ADVISORS, LLC has approximately 3 employees and manages $499M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →