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Marie Yip Chao

DRAGON FINANCIAL AND INVESTMENT GROUP, LLC·SAN MATEO, California
Clean recordDRAGON FINANCIAL AND INVESTMENT GROUP, LLC
1700 S. EL CAMINO REAL, SAN MATEO, CA 94402CRD# 5575607Firm CRD# 282113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marie Yip Chao · SAN MATEO, CA
Registration
CRD #5575607 · DRAGON FINANCIAL AND INVESTMENT GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Marie Yip Chao is a registered financial advisor based in SAN MATEO, California, affiliated with DRAGON FINANCIAL AND INVESTMENT GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Client Types
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DRAGON FINANCIAL AND INVESTMENT GROUP, LLC
DRAGON FINANCIAL GROUP
AUM
Regulatory assets under management
Employees
7
Total firm employees
Services
Financial planning
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMIANNUAL CHARGES
Regulatory
SEC/IARD CRD# 5575607
Firm CRD# 282113
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Marie Yip Chao offer?
Marie Yip Chao specializes in Financial Planning. Contact their office in SAN MATEO, California for a consultation.
What are Marie Yip Chao's credentials?
Marie Yip Chao is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marie Yip Chao located?
Marie Yip Chao is based in SAN MATEO, California, working with DRAGON FINANCIAL AND INVESTMENT GROUP, LLC. Their office serves clients in the SAN MATEO metropolitan area and surrounding communities.
How does Marie Yip Chao charge for services?
Marie Yip Chao's firm is compensated through percentage of aum, hourly charges, subscription fees, other: semiannual charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DRAGON FINANCIAL AND INVESTMENT GROUP, LLC?
DRAGON FINANCIAL AND INVESTMENT GROUP, LLC has approximately 7 employees. The firm is registered with the SEC as an investment adviser.
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