DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

DRAGON FINANCIAL GROUP
SAN MATEO, California·2 registered advisors·CRD# 282113
SEC# 801-1069200650-571-8888
01

Firm Overview

AUM
—
Regulatory assets under management
Employees
7
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMIANNUAL CHARGES
03

Specialties

Financial Planning
04

Advisors at DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

2 registered advisors
Joseph C Mah
SAN MATEO, California
Marie Yip Chao
SAN MATEO, California
05

Office Locations

SAN MATEO, California
2 advisors

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Data sourced from SEC Form ADV filings. DRAGON FINANCIAL AND INVESTMENT GROUP, LLC (CRD# 282113) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.