Unclaimed Profile

Mark Gordon Thompson

TRELLIS WEALTH ADVISORS, LLC·SAN LUIS OBISPO, California

Series 7, Series 63, Series 65, Series 66Clean record24 years registeredTRELLIS WEALTH ADVISORS, LLC

1135 SANTA ROSA STREET, SAN LUIS OBISPO, CA 93401CRD# 4432497Firm CRD# 154861

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Gordon Thompson · SAN LUIS OBISPO, CA

Registration

CRD #4432497 · TRELLIS WEALTH ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

TRELLIS WEALTH ADVISORS, LLC

Oct 2010 – present

CHANGING PARAMETERS, LLC

Dec 2004 – Jan 2007

MENLO PARK, CA

UBS PAINEWEBBER INC.

Dec 2001 – Dec 2002

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · December 26, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRELLIS WEALTH ADVISORS, LLC

CRD 154861 · SEC 801-80089

AUM

$347M

Regulatory assets under management

Employees

518 client accounts

Services offered by TRELLIS WEALTH ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TRELLIS WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Gordon Thompson offer?

Mark Gordon Thompson specializes in Investment Management, Fee-Only Advisory. Contact their office in SAN LUIS OBISPO, California for a consultation.

What are Mark Gordon Thompson's credentials?

Mark Gordon Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Gordon Thompson located?

Mark Gordon Thompson is based in SAN LUIS OBISPO, California, working with TRELLIS WEALTH ADVISORS, LLC. Their office serves clients in the SAN LUIS OBISPO metropolitan area and surrounding communities.

How does Mark Gordon Thompson charge for services?

Mark Gordon Thompson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRELLIS WEALTH ADVISORS, LLC?

TRELLIS WEALTH ADVISORS, LLC has approximately 4 employees and manages $347M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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