Unclaimed Profile

Kevin Mark Nichols

NWM ADVISORS, LLC·SAN LUIS OBISPO, California

SIE, Series 7, Series 24, Series 31, Series 63Clean record28 years registeredNWM ADVISORS, LLC

735 TANK FARM ROAD, SAN LUIS OBISPO, CA 93401CRD# 2347023Firm CRD# 283714

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Mark Nichols · SAN LUIS OBISPO, CA

Registration

CRD #2347023 · NWM ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

NWM ADVISORS, LLC

Jun 2016 – present

KEVIN M NICHOLS

Aug 2005 – Jun 2007

SAN LUIS OBISPO, CA

LPL FINANCIAL LLC

Dec 1997 – Nov 2016

SAN LUIS OBISPO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Registration record

First registered · December 31, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NWM ADVISORS, LLC

CRD 283714 · SEC 801-107866

AUM

$248M

Regulatory assets under management

Employees

451 client accounts

Services offered by NWM ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NWM ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Mark Nichols offer?

Kevin Mark Nichols specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN LUIS OBISPO, California for a consultation.

What are Kevin Mark Nichols's credentials?

Kevin Mark Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Mark Nichols located?

Kevin Mark Nichols is based in SAN LUIS OBISPO, California, working with NWM ADVISORS, LLC. Their office serves clients in the SAN LUIS OBISPO metropolitan area and surrounding communities.

How does Kevin Mark Nichols charge for services?

Kevin Mark Nichols's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NWM ADVISORS, LLC?

NWM ADVISORS, LLC has approximately 2 employees and manages $248M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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