Unclaimed Profile

Gregory Scott Franklin

VELLUM FINANCIAL, LLC·SAN LUIS OBISPO, California

SIE, Series 3, Series 7, Series 24, Series 30, Series 63Clean record20 years registeredVELLUM FINANCIAL, LLC

1880 SANTA BARBARA STREET, SAN LUIS OBISPO, CA 93401CRD# 1351955Firm CRD# 149909

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Scott Franklin · SAN LUIS OBISPO, CA

Registration

CRD #1351955 · VELLUM FINANCIAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VELLUM FINANCIAL, LLC

THE WEALTH PILOT

Apr 2013 – Nov 2020

ARROYO GRANDE, CA

VELLUM FINANCIAL, LLC

Jan 2012 – Oct 2013

SAN LUIS OBISPO, CA

LPL FINANCIAL LLC

Jan 2006 – Dec 2011

SAN LUIS OBISPO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 30

Series 63

Registration record

First registered · January 3, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VELLUM FINANCIAL, LLC

CRD 149909 · SEC 801-70489

AUM

$41M

Regulatory assets under management

Employees

269 client accounts

Services offered by VELLUM FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VELLUM FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Scott Franklin offer?

Gregory Scott Franklin specializes in Financial Planning, Investment Management, Wealth Management.

What are Gregory Scott Franklin's credentials?

Gregory Scott Franklin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Scott Franklin located?

Gregory Scott Franklin is based in SAN LUIS OBISPO, California, last registered with VELLUM FINANCIAL, LLC.

How does Gregory Scott Franklin charge for services?

Gregory Scott Franklin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VELLUM FINANCIAL, LLC?

VELLUM FINANCIAL, LLC has approximately 9 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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