Unclaimed Profile

Peter Douglas Prescott

PRESCOTT MANAGEMENT, INC.·SAN JUAN CAPISTRANO, California

Clean recordPRESCOTT MANAGEMENT, INC.

30950 RANCHO VIEJO ROAD, SAN JUAN CAPISTRANO, CA 92675CRD# 1283441Firm CRD# 331654

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Douglas Prescott · SAN JUAN CAPISTRANO, CA

Registration

CRD #1283441 · PRESCOTT MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Peter Douglas Prescott is a registered financial advisor based in SAN JUAN CAPISTRANO, California, affiliated with PRESCOTT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

PRESCOTT MANAGEMENT, INC.

PRESCOTT TAX AND WEALTH MANAGEMENT

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at PRESCOTT MANAGEMENT, INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1283441

Firm CRD# 331654

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Peter Douglas Prescott offer?

Peter Douglas Prescott specializes in Financial Planning, Investment Management. Contact their office in SAN JUAN CAPISTRANO, California for a consultation.

What are Peter Douglas Prescott's credentials?

Peter Douglas Prescott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Douglas Prescott located?

Peter Douglas Prescott is based in SAN JUAN CAPISTRANO, California, working with PRESCOTT MANAGEMENT, INC.. Their office serves clients in the SAN JUAN CAPISTRANO metropolitan area and surrounding communities.

How does Peter Douglas Prescott charge for services?

Peter Douglas Prescott's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESCOTT MANAGEMENT, INC.?

PRESCOTT MANAGEMENT, INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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