Unclaimed Profile

Grant Douglas Prescott

PRESCOTT MANAGEMENT, INC.·SAN JUAN CAPISTRANO, California

SIE, Series 7TO, Series 24, Series 63, Series 66, Series 79TOCFPClean record4 years registeredPRESCOTT MANAGEMENT, INC.

30950 RANCHO VIEJO ROAD, SAN JUAN CAPISTRANO, CA 92675CRD# 7191376Firm CRD# 331654

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Grant Douglas Prescott · SAN JUAN CAPISTRANO, CA

Registration

CRD #7191376 · PRESCOTT MANAGEMENT, INC. · 4 years registered

Brand Profile

Not yet started

Career History

INDEPENDENT FINANCIAL GROUP, LLC

Jun 2022 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Series 63

Series 66

Series 79TO

Registration record

First registered · June 14, 2022

Years registered · 4

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRESCOTT MANAGEMENT, INC.

CRD 331654 · SEC 801-130803

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by PRESCOTT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRESCOTT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Grant Douglas Prescott offer?

Grant Douglas Prescott specializes in Financial Planning, Investment Management. Contact their office in SAN JUAN CAPISTRANO, California for a consultation.

What are Grant Douglas Prescott's credentials?

Grant Douglas Prescott holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Grant Douglas Prescott located?

Grant Douglas Prescott is based in SAN JUAN CAPISTRANO, California, working with PRESCOTT MANAGEMENT, INC.. Their office serves clients in the SAN JUAN CAPISTRANO metropolitan area and surrounding communities.

How does Grant Douglas Prescott charge for services?

Grant Douglas Prescott's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESCOTT MANAGEMENT, INC.?

PRESCOTT MANAGEMENT, INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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