Unclaimed Profile

William John Phillips

IRONWOOD CAPITAL MANAGEMENT CORP·SAN FRANCISCO, California

SIE, Series 3, Series 7, Series 24, Series 30, Series 63, Series 65Clean record21 years registeredIRONWOOD CAPITAL MANAGEMENT CORP

ONE MARKET PLAZA, STEUART TOWER, SAN FRANCISCO, CA 94105CRD# 4854128Firm CRD# 109330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William John Phillips · SAN FRANCISCO, CA

Registration

CRD #4854128 · IRONWOOD CAPITAL MANAGEMENT CORP · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: IRONWOOD CAPITAL MANAGEMENT CORP

FISHER INVESTMENTS

Sep 2004 – Sep 2009

WOODSIDE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 30

Series 63

Series 65

Registration record

First registered · September 17, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IRONWOOD CAPITAL MANAGEMENT CORP

CRD 109330 · SEC 801-56679

AUM

$6.7B

Regulatory assets under management

Employees

8 client accounts

Services offered by IRONWOOD CAPITAL MANAGEMENT CORP

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at IRONWOOD CAPITAL MANAGEMENT CORP →

Introduction

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Frequently Asked Questions

What services does William John Phillips offer?

William John Phillips specializes in Investment Management, Retirement Planning, Fee-Only Advisory.

What are William John Phillips's credentials?

William John Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William John Phillips located?

William John Phillips is based in SAN FRANCISCO, California, last registered with IRONWOOD CAPITAL MANAGEMENT CORP.

How does William John Phillips charge for services?

William John Phillips's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IRONWOOD CAPITAL MANAGEMENT CORP?

IRONWOOD CAPITAL MANAGEMENT CORP has approximately 37 employees and manages $6.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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