Unclaimed Profile

Stuart Katz

ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC·SAN FRANCISCO, California

Series 7Clean record4 years registeredROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

455 MARKET STREET, SAN FRANCISCO, CA 94105-2442CRD# 2786118Firm CRD# 289977

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stuart Katz · SAN FRANCISCO, CA

Registration

CRD #2786118 · ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC · 4 years registered

Brand Profile

Not yet started

Career History

ROBERTSON STEPHENS

Sep 2021 – present

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · September 14, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD 289977 · SEC 801-111814

AUM

$4.9B

Regulatory assets under management

Employees

4,536 client accounts

Services offered by ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stuart Katz offer?

Stuart Katz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Stuart Katz's credentials?

Stuart Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stuart Katz located?

Stuart Katz is based in SAN FRANCISCO, California, working with ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Stuart Katz charge for services?

Stuart Katz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC?

ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC has approximately 92 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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