Unclaimed Profile

Steven Paul Herzog

WETHERBY ASSET MANAGEMENT·SAN FRANCISCO, California

Series 7, Series 63, Series 65Clean record26 years registeredWETHERBY ASSET MANAGEMENT

580 CALIFORNIA ST., SAN FRANCISCO, CA 94104CRD# 2135976Firm CRD# 107341

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Paul Herzog · SAN FRANCISCO, CA

Registration

CRD #2135976 · WETHERBY ASSET MANAGEMENT · 26 years registered

Brand Profile

Not yet started

Career History

LNW

Mar 2006 – present

BOULDER WAVE CAPITAL MANAGEMENT LLC

Jan 2000 – Apr 2005

SAUSALITO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC

CRD 107341 · SEC 801-36445

AUM

$7.3B

Regulatory assets under management

Employees

3,828 client accounts

Services offered by LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Paul Herzog offer?

Steven Paul Herzog specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Steven Paul Herzog's credentials?

Steven Paul Herzog is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Paul Herzog located?

Steven Paul Herzog is based in SAN FRANCISCO, California, working with WETHERBY ASSET MANAGEMENT. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Steven Paul Herzog charge for services?

Steven Paul Herzog's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WETHERBY ASSET MANAGEMENT?

WETHERBY ASSET MANAGEMENT has approximately 87 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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