Unclaimed Profile

Roy Haya

FORT POINT CAPITAL PARTNERS LLC·SAN FRANCISCO, California

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 65Clean record7 years registeredFORT POINT CAPITAL PARTNERS LLC

275 SACRAMENTO STREET, SAN FRANCISCO, CA 94111CRD# 2683621Firm CRD# 146759

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roy Haya · SAN FRANCISCO, CA

Registration

CRD #2683621 · FORT POINT CAPITAL PARTNERS LLC · 7 years registered

Brand Profile

Not yet started

Career History

FORT POINT CAPITAL PARTNERS LLC

Aug 2019 – present

UHLMANN PRICE SECURITIES, LLC

Apr 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · April 12, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORT POINT CAPITAL PARTNERS LLC

CRD 146759 · SEC 801-69650

AUM

$1.5B

Regulatory assets under management

Employees

1,150 client accounts

Services offered by FORT POINT CAPITAL PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FORT POINT CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Roy Haya offer?

Roy Haya specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Roy Haya's credentials?

Roy Haya is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roy Haya located?

Roy Haya is based in SAN FRANCISCO, California, working with FORT POINT CAPITAL PARTNERS LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Roy Haya charge for services?

Roy Haya's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORT POINT CAPITAL PARTNERS LLC?

FORT POINT CAPITAL PARTNERS LLC has approximately 25 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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