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Roseanne C Hauer

CHARLES SCHWAB INVESTMENT ADVISORY, INC.·SAN FRANCISCO, California
SIE, Series 7, Series 8, Series 24, Series 63Clean recordCHARLES SCHWAB INVESTMENT ADVISORY, INC.
211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 2589070Firm CRD# 151739

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roseanne C Hauer · SAN FRANCISCO, CA
Registration
CRD #2589070 · CHARLES SCHWAB INVESTMENT ADVISORY, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 8
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CHARLES SCHWAB INVESTMENT ADVISORY, INC.
CRD 151739 · SEC 801-70737
AUM
$66.1B
Regulatory assets under management
Employees
26
495,347 client accounts
Services offered by CHARLES SCHWAB INVESTMENT ADVISORY, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CHARLES SCHWAB INVESTMENT ADVISORY, INC. →
Introduction

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Frequently Asked Questions

What services does Roseanne C Hauer offer?
Roseanne C Hauer specializes in Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.
What are Roseanne C Hauer's credentials?
Roseanne C Hauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roseanne C Hauer located?
Roseanne C Hauer is based in SAN FRANCISCO, California, working with CHARLES SCHWAB INVESTMENT ADVISORY, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does Roseanne C Hauer charge for services?
Roseanne C Hauer's firm is compensated through other: costs plus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHARLES SCHWAB INVESTMENT ADVISORY, INC.?
CHARLES SCHWAB INVESTMENT ADVISORY, INC. has approximately 26 employees and manages $66.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CHARLES SCHWAB INVESTMENT ADVISORY, INC.

William F Quinn
SAN FRANCISCO, CA
Mark William Riepe
SAN FRANCISCO, CA

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