Unclaimed Profile

Richard Edward Dirickson

SAN FRANCISCO SENTRY INVESTMENT GROUP·SAN FRANCISCO, California

SIE, Series 1, Series 7TO, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 63, Series 79TO, Series 99TO33 years registeredSAN FRANCISCO SENTRY INVESTMENT GROUP

100 PINE STREET, SAN FRANCISCO, CA 94111CRD# 68537Firm CRD# 106257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Edward Dirickson · SAN FRANCISCO, CA

Registration

CRD #68537 · SAN FRANCISCO SENTRY INVESTMENT GROUP · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAN FRANCISCO SENTRY INVESTMENT GROUP

SAN FRANCISCO SENTRY INVESTMENT GROUP

Jan 2020 – Oct 2021

SAN FRANCISCO, CA

SAN FRANCISCO SENTRY INVESTMENT GROUP

Jul 1993 – Dec 2019

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 8

Series 9

Series 10

Series 24

Series 52TO

Series 63

Series 79TO

Series 99TO

Registration record

First registered · July 23, 1993

Years registered · 33

Disclosure History

2002Regulatory·Final

1994Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SAN FRANCISCO SENTRY INVESTMENT GROUP

CRD 106257 · SEC 801-44325

AUM

$302M

Regulatory assets under management

Employees

323 client accounts

Services offered by SAN FRANCISCO SENTRY INVESTMENT GROUP

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SAN FRANCISCO SENTRY INVESTMENT GROUP →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN FRANCISCO?

Browse all registered financial advisors in SAN FRANCISCO, California or claim this profile if it's yours.

Browse SAN FRANCISCO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Edward Dirickson offer?

Richard Edward Dirickson specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Richard Edward Dirickson's credentials?

Richard Edward Dirickson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Edward Dirickson located?

Richard Edward Dirickson is based in SAN FRANCISCO, California, last registered with SAN FRANCISCO SENTRY INVESTMENT GROUP.

How does Richard Edward Dirickson charge for services?

Richard Edward Dirickson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAN FRANCISCO SENTRY INVESTMENT GROUP?

SAN FRANCISCO SENTRY INVESTMENT GROUP has approximately 6 employees and manages $302M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →