Unclaimed Profile

Phyllis Rosenblum Sutton

ROSENBLUM SILVERMAN SUTTON SF INC·SAN FRANCISCO, California

Series 65Clean record10 years registeredROSENBLUM SILVERMAN SUTTON SF INC

1388 SUTTER ST STE 725, SAN FRANCISCO, CA 94109CRD# 2338581Firm CRD# 105774

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phyllis Rosenblum Sutton · SAN FRANCISCO, CA

Registration

CRD #2338581 · ROSENBLUM SILVERMAN SUTTON SF INC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROSENBLUM SILVERMAN SUTTON SF INC

ROSENBLUM SILVERMAN SUTTON SF INC

Mar 2016 – Feb 2025

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 2, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROSENBLUM SILVERMAN SUTTON SF INC

CRD 105774 · SEC 801-21730

AUM

$382M

Regulatory assets under management

Employees

155 client accounts

Services offered by ROSENBLUM SILVERMAN SUTTON SF INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROSENBLUM SILVERMAN SUTTON SF INC →

Introduction

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Frequently Asked Questions

What services does Phyllis Rosenblum Sutton offer?

Phyllis Rosenblum Sutton specializes in Financial Planning, Investment Management.

What are Phyllis Rosenblum Sutton's credentials?

Phyllis Rosenblum Sutton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phyllis Rosenblum Sutton located?

Phyllis Rosenblum Sutton is based in SAN FRANCISCO, California, last registered with ROSENBLUM SILVERMAN SUTTON SF INC.

How does Phyllis Rosenblum Sutton charge for services?

Phyllis Rosenblum Sutton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROSENBLUM SILVERMAN SUTTON SF INC?

ROSENBLUM SILVERMAN SUTTON SF INC has approximately 6 employees and manages $382M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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