Unclaimed Profile

Michael Paul Ma

PARALLEL ADVISORS, LLC·SAN FRANCISCO, California

Series 7, Series 66Clean record24 years registeredPARALLEL ADVISORS, LLC

150 SPEAR STREET, SUITE 950, SAN FRANCISCO, CA 94105CRD# 4475896Firm CRD# 140800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Paul Ma · SAN FRANCISCO, CA

Registration

CRD #4475896 · PARALLEL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

PARALLEL ADVISORS, LLC

Nov 2012 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 2002 – Nov 2012

REDWOOD CITY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 15, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARALLEL ADVISORS, LLC

CRD 140800 · SEC 801-68107

AUM

$7.1B

Regulatory assets under management

Employees

111

19,694 client accounts

Services offered by PARALLEL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARALLEL ADVISORS, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN FRANCISCO?

Browse all registered financial advisors in SAN FRANCISCO, California or claim this profile if it's yours.

Browse SAN FRANCISCO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Paul Ma offer?

Michael Paul Ma specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Michael Paul Ma's credentials?

Michael Paul Ma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Paul Ma located?

Michael Paul Ma is based in SAN FRANCISCO, California, working with PARALLEL ADVISORS, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Michael Paul Ma charge for services?

Michael Paul Ma's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARALLEL ADVISORS, LLC?

PARALLEL ADVISORS, LLC has approximately 111 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →