Unclaimed Profile

Mark Joseph Baker

PARALLEL ADVISORS, LLC·SAN FRANCISCO, California

Series 65Clean record15 years registeredPARALLEL ADVISORS, LLC

150 SPEAR STREET, SUITE 950, SAN FRANCISCO, CA 94105CRD# 5906424Firm CRD# 140800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Joseph Baker · SAN FRANCISCO, CA

Registration

CRD #5906424 · PARALLEL ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARALLEL ADVISORS, LLC

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Jul 2020 – Oct 2022

Redmond, WA

WASMER SCHROEDER

Sep 2019 – Jul 2020

Redmond, WA

SNW ASSET MANAGEMENT, LLC

Jun 2011 – May 2019

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 13, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARALLEL ADVISORS, LLC

CRD 140800 · SEC 801-68107

AUM

$7.1B

Regulatory assets under management

Employees

111

19,694 client accounts

Services offered by PARALLEL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARALLEL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Joseph Baker offer?

Mark Joseph Baker specializes in Financial Planning, Investment Management, Wealth Management.

What are Mark Joseph Baker's credentials?

Mark Joseph Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Joseph Baker located?

Mark Joseph Baker is based in SAN FRANCISCO, California, last registered with PARALLEL ADVISORS, LLC.

How does Mark Joseph Baker charge for services?

Mark Joseph Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARALLEL ADVISORS, LLC?

PARALLEL ADVISORS, LLC has approximately 111 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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