Unclaimed Profile

Kenneth Carroll Wallace

INDUSTRY VENTURES, L.L.C.·SAN FRANCISCO, California

Clean recordINDUSTRY VENTURES, L.L.C.

30 HOTALING PLACE, SAN FRANCISCO, CA 94111CRD# 6119676Firm CRD# 156213

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Carroll Wallace · SAN FRANCISCO, CA

Registration

CRD #6119676 · INDUSTRY VENTURES, L.L.C.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kenneth Carroll Wallace is a registered financial advisor based in SAN FRANCISCO, California, affiliated with INDUSTRY VENTURES, L.L.C.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

INDUSTRY VENTURES, L.L.C.

AUM

$7.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at INDUSTRY VENTURES, L.L.C. →

Services

Pension consulting

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Other: PERFORMANCE-BASED PROFIT ALLOCATIONS

Regulatory

SEC/IARD CRD# 6119676

Firm CRD# 156213

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kenneth Carroll Wallace offer?

Kenneth Carroll Wallace specializes in Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Kenneth Carroll Wallace's credentials?

Kenneth Carroll Wallace is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Carroll Wallace located?

Kenneth Carroll Wallace is based in SAN FRANCISCO, California, working with INDUSTRY VENTURES, L.L.C.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Kenneth Carroll Wallace charge for services?

Kenneth Carroll Wallace's firm is compensated through percentage of aum, other: performance-based profit allocations. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDUSTRY VENTURES, L.L.C.?

INDUSTRY VENTURES, L.L.C. has approximately 42 employees and manages $7.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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