Unclaimed Profile

Kathleen Powers Dunlap

FIDUCIARY RESEARCH AND CONSULTING LLC·SAN FRANCISCO, California

Clean recordFIDUCIARY RESEARCH AND CONSULTING LLC

ONE MARKET STREET, SPEAR TOWER, SUITE 4150, SAN FRANCISCO, CA 94105CRD# 1091413Firm CRD# 151731

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Powers Dunlap · SAN FRANCISCO, CA

Registration

CRD #1091413 · FIDUCIARY RESEARCH AND CONSULTING LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kathleen Powers Dunlap is a registered financial advisor based in SAN FRANCISCO, California, affiliated with FIDUCIARY RESEARCH AND CONSULTING LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

FIDUCIARY RESEARCH AND CONSULTING LLC

AUM

$8.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at FIDUCIARY RESEARCH AND CONSULTING LLC →

Services

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Other: A PERCENTAGE OF ASSETS UNDER CONSULTANCY (NON-DISCRETIONARY).

Regulatory

SEC/IARD CRD# 1091413

Firm CRD# 151731

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kathleen Powers Dunlap offer?

Kathleen Powers Dunlap is a registered financial advisor in SAN FRANCISCO, California. Contact their office for details on services offered.

What are Kathleen Powers Dunlap's credentials?

Kathleen Powers Dunlap is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Powers Dunlap located?

Kathleen Powers Dunlap is based in SAN FRANCISCO, California, working with FIDUCIARY RESEARCH AND CONSULTING LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Kathleen Powers Dunlap charge for services?

Kathleen Powers Dunlap's firm is compensated through other: a percentage of assets under consultancy (non-discretionary).. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY RESEARCH AND CONSULTING LLC?

FIDUCIARY RESEARCH AND CONSULTING LLC has approximately 2 employees and manages $8.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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