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FIDUCIARY RESEARCH AND CONSULTING LLC
FIDUCIARY RESEARCH AND CONSULTING LLC
SAN FRANCISCO, California
·
9 registered advisors
·
CRD# 151731
SEC# 801-70714
415-671-4020
01
Firm Overview
AUM
$8.3B
Regulatory assets under management
Employees
2
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Other: A PERCENTAGE OF ASSETS UNDER CONSULTANCY (NON-DISCRETIONARY).
03
Advisors at FIDUCIARY RESEARCH AND CONSULTING LLC
9 registered advisors
David William Lafontaine Whittall
SAN FRANCISCO, California
CRD# 4398427
David Yves Wong
SAN FRANCISCO, California
CRD# 3234561
James Gorham Clarke
SAN FRANCISCO, California
CRD# 4488178
Jason Prole
SAN FRANCISCO, California
CRD# 5771555
John Dodig Boich
SAN FRANCISCO, California
CRD# 1357740
Jonas Karl Svallin
SAN FRANCISCO, California
CRD# 4140060
Kathleen Powers Dunlap
SAN FRANCISCO, California
CRD# 1091413
Michelle R (mi Only) Tacey
SAN FRANCISCO, California
CRD# 4341005
Yon S Perullo
SAN FRANCISCO, California
CRD# 3151335
05
Office Locations
SAN FRANCISCO, California
9 advisors
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Data sourced from SEC Form ADV filings. FIDUCIARY RESEARCH AND CONSULTING LLC (CRD# 151731) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.