Unclaimed Profile

Karen Tippleston Leech

WETHERBY ASSET MANAGEMENT·SAN FRANCISCO, California

Series 65Clean record23 years registeredWETHERBY ASSET MANAGEMENT

580 CALIFORNIA ST., SAN FRANCISCO, CA 94104CRD# 4607513Firm CRD# 107341

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Tippleston Leech · SAN FRANCISCO, CA

Registration

CRD #4607513 · WETHERBY ASSET MANAGEMENT · 23 years registered

Brand Profile

Not yet started

Career History

LNW

Mar 2003 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 13, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC

CRD 107341 · SEC 801-36445

AUM

$7.3B

Regulatory assets under management

Employees

3,828 client accounts

Services offered by LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Tippleston Leech offer?

Karen Tippleston Leech specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Karen Tippleston Leech's credentials?

Karen Tippleston Leech is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Tippleston Leech located?

Karen Tippleston Leech is based in SAN FRANCISCO, California, working with WETHERBY ASSET MANAGEMENT. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Karen Tippleston Leech charge for services?

Karen Tippleston Leech's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WETHERBY ASSET MANAGEMENT?

WETHERBY ASSET MANAGEMENT has approximately 87 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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