Unclaimed Profile

James Michael Tierney

ROBERTSON STEPHENS ADVISORS LLC·SAN FRANCISCO, California

Series 3, Series 7, Series 63, Series 6521 years registeredROBERTSON STEPHENS ADVISORS LLC

555 CALIFORNIA STREET, SAN FRANCISCO, CA 94104CRD# 1219258Firm CRD# 166736

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Tierney · SAN FRANCISCO, CA

Registration

CRD #1219258 · ROBERTSON STEPHENS ADVISORS LLC · 21 years registered

Brand Profile

Not yet started

Career History

ROBERTSON STEPHENS

Jun 2018 – present

ROBERTSON STEPHENS ADVISORS

Sep 2013 – Jan 2018

SAN FRANCISCO, CA

TIERNEY CAPITAL MANAGEMENT

Sep 2005 – Dec 2005

SAN FRANCISCO, CA

PRESIDIO CAPITAL ADVISORS LLC

Jan 2005 – Dec 2013

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · January 7, 2005

Years registered · 21

Disclosure History

1994Customer Dispute·Settled

1991Customer Dispute·Award / Judgment

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROBERTSON STEPHENS ADVISORS LLC

CRD 166736 · SEC 801-77828

AUM

$469M

Regulatory assets under management

Employees

269 client accounts

Services offered by ROBERTSON STEPHENS ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ROBERTSON STEPHENS ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does James Michael Tierney offer?

James Michael Tierney specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are James Michael Tierney's credentials?

James Michael Tierney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Tierney located?

James Michael Tierney is based in SAN FRANCISCO, California, working with ROBERTSON STEPHENS ADVISORS LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does James Michael Tierney charge for services?

James Michael Tierney's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROBERTSON STEPHENS ADVISORS LLC?

ROBERTSON STEPHENS ADVISORS LLC has approximately 13 employees and manages $469M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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