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Howard Alan Bernstein

MERRIMAN ASSET MANAGEMENT, INC.·SAN FRANCISCO, California
SIE, Series 7, Series 24, Series 55, Series 63, Series 8715 years registeredMERRIMAN ASSET MANAGEMENT, INC.
250 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 2834086Firm CRD# 158605

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Alan Bernstein · SAN FRANCISCO, CA
Registration
CRD #2834086 · MERRIMAN ASSET MANAGEMENT, INC. · 15 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: MERRIMAN ASSET MANAGEMENT, INC.
MERRIMAN WEALTH ADVISORS
Jul 2011 – Mar 2015
SAN FRANCISCO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 63
Series 87
Registration record
First registered · July 26, 2011
Years registered · 15
03

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MERRIMAN ASSET MANAGEMENT, INC.
CRD 158605 · SEC 801-79639
Employees
2
Total firm employees
Services offered by MERRIMAN ASSET MANAGEMENT, INC.
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at MERRIMAN ASSET MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Howard Alan Bernstein offer?
Howard Alan Bernstein specializes in Investment Management, Fee-Only Advisory.
What are Howard Alan Bernstein's credentials?
Howard Alan Bernstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Alan Bernstein located?
Howard Alan Bernstein is based in SAN FRANCISCO, California, last registered with MERRIMAN ASSET MANAGEMENT, INC..
How does Howard Alan Bernstein charge for services?
Howard Alan Bernstein's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MERRIMAN ASSET MANAGEMENT, INC.?
MERRIMAN ASSET MANAGEMENT, INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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