Unclaimed Profile

Howard Bernard Aschwald

QCM, LLC·SAN FRANCISCO, California

Series 7, Series 22, Series 63Clean record29 years registeredQCM, LLC

311 CALIFORNIA STREET, SAN FRANCISCO, CA 94104CRD# 1080548Firm CRD# 143150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Bernard Aschwald · SAN FRANCISCO, CA

Registration

CRD #1080548 · QCM, LLC · 29 years registered

Brand Profile

Not yet started

Career History

DELTA INVESTMENT MANAGEMENT, LLC

Apr 2022 – present

LIDO ADVISORS

Jan 2021 – Dec 2022

SAN FRANCISCO, CA

QUANTUM CAPITAL MANAGEMENT

Jan 2010 – Dec 2020

San Francisco, CA

QCM, LLC

May 2007 – Dec 2008

CORTE MADERA, CA

QUANTUM CAPITAL MANAGEMENT CO

Oct 1996 – Feb 2007

CORTE MADERA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 22

Series 63

Registration record

First registered · October 18, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QCM, LLC

CRD 143150 · SEC 801-67571

AUM

$153M

Regulatory assets under management

Employees

197 client accounts

Services offered by QCM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QCM, LLC →

Introduction

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Frequently Asked Questions

What services does Howard Bernard Aschwald offer?

Howard Bernard Aschwald specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Howard Bernard Aschwald's credentials?

Howard Bernard Aschwald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Bernard Aschwald located?

Howard Bernard Aschwald is based in SAN FRANCISCO, California, working with QCM, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Howard Bernard Aschwald charge for services?

Howard Bernard Aschwald's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QCM, LLC?

QCM, LLC has approximately 6 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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