Unclaimed Profile

Gene Joseph Koziarz

STRATIFI, LLC·SAN FRANCISCO, California

Series 3, Series 65Clean record15 years registeredSTRATIFI, LLC

275 SACRAMENTO ST, SAN FRANCISCO, CA 94111CRD# 4711316Firm CRD# 149862

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene Joseph Koziarz · SAN FRANCISCO, CA

Registration

CRD #4711316 · STRATIFI, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATIFI, LLC

STRATIFI, LLC

Apr 2011 – May 2018

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · April 12, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATIFI, LLC

CRD 149862 · SEC 801-70173

AUM

$85M

Regulatory assets under management

Employees

28 client accounts

Services offered by STRATIFI, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STRATIFI, LLC →

Introduction

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Frequently Asked Questions

What services does Gene Joseph Koziarz offer?

Gene Joseph Koziarz specializes in Investment Management, Retirement Planning.

What are Gene Joseph Koziarz's credentials?

Gene Joseph Koziarz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene Joseph Koziarz located?

Gene Joseph Koziarz is based in SAN FRANCISCO, California, last registered with STRATIFI, LLC.

How does Gene Joseph Koziarz charge for services?

Gene Joseph Koziarz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATIFI, LLC?

STRATIFI, LLC has approximately 11 employees and manages $85M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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