Unclaimed Profile

Dion Labair Griffin

SONEN CAPITAL LLC·SAN FRANCISCO, California

Clean recordSONEN CAPITAL LLC

101 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 1496330Firm CRD# 159461

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dion Labair Griffin · SAN FRANCISCO, CA

Registration

CRD #1496330 · SONEN CAPITAL LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Dion Labair Griffin is a registered financial advisor based in SAN FRANCISCO, California, affiliated with SONEN CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SONEN CAPITAL LLC

AUM

$793M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SONEN CAPITAL LLC →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1496330

Firm CRD# 159461

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Dion Labair Griffin offer?

Dion Labair Griffin specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Dion Labair Griffin's credentials?

Dion Labair Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dion Labair Griffin located?

Dion Labair Griffin is based in SAN FRANCISCO, California, working with SONEN CAPITAL LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Dion Labair Griffin charge for services?

Dion Labair Griffin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SONEN CAPITAL LLC?

SONEN CAPITAL LLC has approximately 19 employees and manages $793M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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