Unclaimed Profile

Benjamin Garrett Snipes

COMPOUND ADVISERS, INC.·SAN FRANCISCO, California

SIE, Series 65Clean record4 years registeredCOMPOUND ADVISERS, INC.

580 MARKET STREET #300, SAN FRANCISCO, CA 94104CRD# 7504764Firm CRD# 306341

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Garrett Snipes · SAN FRANCISCO, CA

Registration

CRD #7504764 · COMPOUND ADVISERS, INC. · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMPOUND ADVISERS, INC.

RANGE ADVISORY, LLC

Aug 2024 – Nov 2024

Boonton, NJ

COMPOUND ADVISERS, INC.

Jun 2022 – Aug 2023

Boonton, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 65

Registration record

First registered · June 15, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPOUND ADVISERS, INC.

CRD 306341 · SEC 801-122303

AUM

$317M

Regulatory assets under management

Employees

339 client accounts

Services offered by COMPOUND ADVISERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMPOUND ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Benjamin Garrett Snipes offer?

Benjamin Garrett Snipes specializes in Financial Planning, Investment Management.

What are Benjamin Garrett Snipes's credentials?

Benjamin Garrett Snipes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Garrett Snipes located?

Benjamin Garrett Snipes is based in SAN FRANCISCO, California, last registered with COMPOUND ADVISERS, INC..

How does Benjamin Garrett Snipes charge for services?

Benjamin Garrett Snipes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPOUND ADVISERS, INC.?

COMPOUND ADVISERS, INC. has approximately 55 employees and manages $317M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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