Unclaimed Profile

Alison Pearcy Dooher

SCHWAB WEALTH INVESTMENT ADVISORY, INC.·SAN FRANCISCO, California

SIE, Series 7, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 66, Series 99TOClean record11 years registeredSCHWAB WEALTH INVESTMENT ADVISORY, INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 2922951Firm CRD# 173455

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alison Pearcy Dooher · SAN FRANCISCO, CA

Registration

CRD #2922951 · SCHWAB WEALTH INVESTMENT ADVISORY, INC. · 11 years registered

Brand Profile

Not yet started

Career History

CHARLES SCHWAB & CO., INC.

Jan 2018 – present

SCHWAB WEALTH INVESTMENT ADVISORY, INC.

Jan 2015 – Mar 2018

LONE TREE, CO

CHARLES SCHWAB & CO., INC.

Dec 2014 – Dec 2014

LONE TREE, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · December 23, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCHWAB WEALTH INVESTMENT ADVISORY, INC.

CRD 173455 · SEC 801-80497

Employees

Total firm employees

Services offered by SCHWAB WEALTH INVESTMENT ADVISORY, INC.

Per Form ADV

Other

View all advisors at SCHWAB WEALTH INVESTMENT ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Alison Pearcy Dooher offer?

Alison Pearcy Dooher is a registered financial advisor in SAN FRANCISCO, California. Contact their office for details on services offered.

What are Alison Pearcy Dooher's credentials?

Alison Pearcy Dooher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alison Pearcy Dooher located?

Alison Pearcy Dooher is based in SAN FRANCISCO, California, working with SCHWAB WEALTH INVESTMENT ADVISORY, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Alison Pearcy Dooher charge for services?

Alison Pearcy Dooher's firm is compensated through percentage of aum, other: see schedule d. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCHWAB WEALTH INVESTMENT ADVISORY, INC.?

SCHWAB WEALTH INVESTMENT ADVISORY, INC. has approximately 13 employees. The firm is registered with the SEC as an investment adviser.

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