Unclaimed Profile

Albert Y Lee

LATTICE STRATEGIES LLC·SAN FRANCISCO, California

SIE, Series 65Clean record14 years registeredLATTICE STRATEGIES LLC

101 MONTGOMERY ST, SAN FRANCISCO, CA 94104CRD# 4072116Firm CRD# 130373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Albert Y Lee · SAN FRANCISCO, CA

Registration

CRD #4072116 · LATTICE STRATEGIES LLC · 14 years registered

Brand Profile

Not yet started

Career History

CHARLES SCHWAB & CO., INC.

Feb 2021 – present

HARTFORD FUNDS

Jan 2012 – Apr 2020

WAYNE, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 65

Registration record

First registered · January 9, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LATTICE STRATEGIES LLC

CRD 130373 · SEC 801-63451

AUM

$2.1B

Regulatory assets under management

Employees

384

9 client accounts

Services offered by LATTICE STRATEGIES LLC

Per Form ADV

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at LATTICE STRATEGIES LLC →

Introduction

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Frequently Asked Questions

What services does Albert Y Lee offer?

Albert Y Lee specializes in Investment Management, Fee-Only Advisory. Contact their office in SAN FRANCISCO, California for a consultation.

What are Albert Y Lee's credentials?

Albert Y Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Albert Y Lee located?

Albert Y Lee is based in SAN FRANCISCO, California, working with LATTICE STRATEGIES LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Albert Y Lee charge for services?

Albert Y Lee's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LATTICE STRATEGIES LLC?

LATTICE STRATEGIES LLC has approximately 384 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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