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Janice M Doza

FIRST ALLIED ADVISORY SERVICES, INC.·SAN DIEGO, California
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655 W. BROADWAY, SAN DIEGO, CA 92101CRD# 4663841Firm CRD# 137888
01

About

Janice M Doza is a registered financial advisor based in SAN DIEGO, California, affiliated with FIRST ALLIED ADVISORY SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
FIRST ALLIED ADVISORY SERVICES, INC.
FIRST ALLIED ADVISORY SERVICES, INC.
AUM
$7.0B
Regulatory assets under management
Employees
564
Total firm employees
View all advisors at FIRST ALLIED ADVISORY SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 4663841
Firm CRD# 137888
13 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Janice M Doza offer?
Janice M Doza specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.
What are Janice M Doza's credentials?
Janice M Doza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Janice M Doza located?
Janice M Doza is based in SAN DIEGO, California, working with FIRST ALLIED ADVISORY SERVICES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.
How does Janice M Doza charge for services?
Janice M Doza's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST ALLIED ADVISORY SERVICES, INC.?
FIRST ALLIED ADVISORY SERVICES, INC. has approximately 564 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SAN DIEGO
Gregg Steven Glaser — FIRST ALLIED SECURITIES, INC.Zachary Bryan Vaughan — FAIRFIELD REALTY ADVISORS LLCMario Modiano — LM CAPITAL GROUP, LLCJeffrey Marc Frankel — LM CAPITAL GROUP, LLCJoel Elliot Marks — FIRST ALLIED SECURITIES, INC.
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)PALO ALTO (715)NEWPORT BEACH (631)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuidePALO ALTO GuideNEWPORT BEACH Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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