Unclaimed Profile

Ronald Joseph Surz

PPCA, INC.·SAN CLEMENTE, California

Series 1, Series 3, Series 40, Series 63, Series 65Clean record17 years registeredPPCA, INC.

78 MARBELLA, SAN CLEMENTE, CA 92673CRD# 600075Firm CRD# 153069

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Joseph Surz · SAN CLEMENTE, CA

Registration

CRD #600075 · PPCA, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PPCA, INC.

SORTINO INVESTMENT ANALYTICS

Mar 2017 – Dec 2022

SAN JUAN CAPISTRANO, CA

PPCA, INC.

Mar 2010 – Apr 2025

SAN CLEMENTE, CA

TARGET DATE ANALYTICS LLC

Oct 2008 – Nov 2009

MARINA DEL REY, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 3

Series 40

Series 63

Series 65

Registration record

First registered · October 20, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PPCA, INC.

CRD 153069 · SEC 801-71136

AUM

$40M

Regulatory assets under management

Employees

1 client accounts

Services offered by PPCA, INC.

Per Form ADV

Selection of other advisers

Other

View all advisors at PPCA, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Joseph Surz offer?

Ronald Joseph Surz specializes in Wealth Management.

What are Ronald Joseph Surz's credentials?

Ronald Joseph Surz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Joseph Surz located?

Ronald Joseph Surz is based in SAN CLEMENTE, California, last registered with PPCA, INC..

How does Ronald Joseph Surz charge for services?

Ronald Joseph Surz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PPCA, INC.?

PPCA, INC. has approximately 1 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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