Unclaimed Profile

Bradley Stephenson

STEPHENSON AND COMPANY, INC.·SAN CLEMENTE, California

Series 7, Series 63, Series 65Clean record19 years registeredSTEPHENSON AND COMPANY, INC.

241 AVENIDA DEL MAR, SAN CLEMENTE, CA 92672CRD# 862866Firm CRD# 111453

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bradley Stephenson · SAN CLEMENTE, CA

Registration

CRD #862866 · STEPHENSON AND COMPANY, INC. · 19 years registered

Brand Profile

Not yet started

Career History

STEPHENSON AND COMPANY, INC.

Nov 2010 – present

GLOBAL INVESTMENT SOLUTIONS, LLC

Nov 2006 – Sep 2017

ALISO VIEJO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 15, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEPHENSON AND COMPANY, INC.

CRD 111453 · SEC 801-117128

AUM

$266M

Regulatory assets under management

Employees

494 client accounts

Services offered by STEPHENSON AND COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STEPHENSON AND COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does Bradley Stephenson offer?

Bradley Stephenson specializes in Financial Planning, Investment Management. Contact their office in SAN CLEMENTE, California for a consultation.

What are Bradley Stephenson's credentials?

Bradley Stephenson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bradley Stephenson located?

Bradley Stephenson is based in SAN CLEMENTE, California, working with STEPHENSON AND COMPANY, INC.. Their office serves clients in the SAN CLEMENTE metropolitan area and surrounding communities.

How does Bradley Stephenson charge for services?

Bradley Stephenson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEPHENSON AND COMPANY, INC.?

STEPHENSON AND COMPANY, INC. has approximately 4 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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